The Simplicity of the Sublime
The Relevance of Romanticism: Essays on
German Romantic Philosophy
Dalia Nassar
Print publication date: 2014
Print ISBN-13: 9780199976201
Published to Oxford Scholarship Online: April 2014
DOI: 10.1093/acprof:oso/9780199976201.001.0001
The Simplicity of the Sublime
A New Picturing of Nature in Caspar David Friedrich
Laure Cahen-Maurel
DOI:10.1093/acprof:oso/9780199976201.003.0011
Abstract and Keywords
After Hegel’s famous philosophical dismissal of the sublime for its inadequacy,
and in a postmodern age deprived of theological doctrines, there is increasing
evidence for the relevance of Caspar David Friedrich’s romantic landscape
painting for contemporary artists who seek to continue the tradition of the
sublime. However, before inquiring into the problem of the current relevance of
romanticism, this paper asks an apparently simpler question: Is there such a
thing as a Friedrichian sublime, and if yes, what exactly is it? The first difficulty
faced by commentators when dealing with his painting is to distinguish the
sublime in Friedrich from the Kantian sublime without eliminating the category
altogether. In order to answer this question the chapter investigates the role
assigned to the sublime by Friedrich himself as stated in his principal text and in
relation to his paintings.
Keywords: Caspar David Friedrich, painting, sublime, veiling, Rückenfigur, imagination, Kant, Novalis,
Anish Kapoor
I take my inheritance to be Caspar David Friedrich—you know, that kind of
Romantic tradition of the sublime and deep space that is a moment of
wonder.
—Anish Kapoor1
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The Simplicity of the Sublime
10.1. Introduction
It has been almost forty years since the art historian Robert Rosenblum in his
book Modern Painting and the Northern Romantic Tradition: Friedrich to Rothko
traced the origin of abstract expressionism in post–World War II America to the
vast and barren seascape of Caspar David Friedrich’s Monk by the Sea (1810).2
Indeed, according to Rosenblum, it is simply a matter of removing the figure of
the monk from Friedrich’s painting to arrive at the colored rectangles of
Rothko’s Green on Blue (1956), which hover above one another on a
monochrome background.3 Thus, Friedrich’s treatment of pictorial space may be
seen as an early formulation of what the artist Barnett Newman would later
consider to be the newfound dominance of the United States over Europe in art,
and which subsequently became known as the “American sublime.” More
recently, in the early twenty-first century, and with a keen awareness of history,
the British sculptor Anish Kapoor has attempted to restore a metaphysical (p.
187) function to art with his explorations of space at the intersection of
painting, sculpture, and architecture. As we shall see, Kapoor directly situates
his work in the artistic tradition of Caspar David Friedrich, reimagining the
latter’s Sea of Ice (1824) in a monumental installation entitled Svayambh (2007).
In short, from the formal standpoint of art history and artistic creation there is
not only a sublime grandeur but something progressive and even visionary about
this landscape painting that makes Friedrich one of the most celebrated and
studied artists of romantic art today.
From the more philosophical point of view of the content, many commentators
think that the romantic sublime is above all embodied in Friedrich’s painting
Wanderer above the Sea of Fog (1818). Here a solitary figure, painted with his
back to us, stands on a rocky elevation, contemplating a grandiose high
mountain landscape extending into the distance. Yet it might be objected that
the wanderer’s somewhat artificial and theatrical pose should be labeled more
“kitsch” than sublime, and served an overtly political agenda. Accordingly,
instead of conveying a visionary sublimity Friedrich’s art would then partake in
the regressive idea of landscape painting as an expression of the “German soul,”
which pertains to a darker form of patriotic and nationalistic kitsch.
Furthermore, the philosophical analysis of his paintings still has not been able to
provide a convincing answer to the question whether one can conceptually apply
the Kantian distinction between the beautiful and the sublime to Friedrich’s
landscapes, as well as reconciling the experience of the sublime with the
religious vocation of his art. In this regard a number of commentators of
Friedrich maintain that the category of the sublime has no relevance at all for
his Weltanschauung.4
The purpose of this paper is threefold. It proposes to answer this latter
theoretical question by reconstructing the painter’s own views on the sublime as
found in his principal text. Next, it intends to explore the figurative means that
enabled Friedrich to produce the sublime in his paintings. After this attempt at a
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The Simplicity of the Sublime
conceptual and pictorial understanding, conclusions will then be drawn
regarding the relevance of Friedrich’s artistic practice for contemporary art. I
argue that the sublime has a special and critical role for Friedrich, that it cannot
be equated with Kant’s concept of the sublime, and that its originality is best
understood in conjunction with Novalis’s definition of “romanticizing.”
10.2. A Controversial Question
German romanticism is traditionally considered as providing an “artistic”
continuation of the problem of the sublime that had been philosophically
elaborated by Kant with regard to the aesthetic experience of nature. Even more
(p.188) than the ugly, and far from simply being its superlative, the sublime
according to Kant is conceptually opposed to the beautiful; and strictly speaking
it is not objectively in nature itself. As analyzed in the Critique of the Power of
Judgment (1790), the sublime brings to light a limit that is both “mathematical”
and “dynamic,” that is, theoretical and practical, concerning the capacity of the
human being to directly access whatever surpasses the sensible world. More
specifically, the Kantian sublime is the designation for that experience of
attaining a limit when the imagination as a power of intuitive presentation is
confronted with the supersensible or metaphysical—the realm par excellence of
reason and the unlimited. Thus, in the aesthetic experience of nature, nature as
the idea of the absolute whole surpasses the limits of our degree of
comprehension in one intuition, and this surpassing of the idea of the world with
respect to the power of representation causes us initially some distress, a feeling
of displeasure on account of the inhibition of our vital forces. This conflicting
relationship between reason and imagination is what radically separates (in
essence and not in degree) the sublime and the beautiful. For the latter is only
the source of a feeling of pleasure due to a harmonious accord between the
imagination and the understanding when contemplating the sensible forms of
nature. If Kant considers the feeling of the sublime negatively from the point of
view of sensibility, then its specific positivity (that would make it the dominant
category of philosophical aesthetics up until Hegel) is to be found in the fact that
the emotion of the sublime enlarges our manner of thinking from sensibility to
the ideas of reason. It opens up (aesthetically, i.e., subjectively) the human mind
to a consciousness of itself and accustoms us to think our rational nature and
moral determination. We perhaps find ourselves thinking the latter even more in
the “dynamic sublime,” which is defined by Kant as the experience of our
physical finitude when faced with the fury of nature as pure force.
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The Simplicity of the Sublime
Even though the romantic sublime is not a new subject for research, the debate
over the sublime in the philosophical reception of Caspar David Friedrich is still
far from settled. The controversy about the applicability of the concept of the
sublime to his paintings cannot be ignored, since it raises a substantial question
of principle. Three main interpretative tendencies may be singled out.
1. First, it is the notion of infinity that seems fundamental to many
commentators: Friedrich’s art of painting visually gives the spectator the
impression of this “absolutely large” that constitutes the “mathematical
sublime” in Kant and highlights by contrast the smallness of all aesthetic
comprehension and (in a more “dynamic” regard) our own existential
smallness.5 An often-cited example here is the Monk by the Sea, in which
the sky occupies three-quarters of the composition and where the
absence of elements framing the (p.189) perspective gives in addition
the impression of a lateral infinite extension such as that found in a
panoramic view. Moreover, the figure of the monk himself is much smaller
and virtually vanishes in this space compared to the relatively imposing
figure of the wanderer in the foreground of the Wanderer above the Sea
of Fog. Along with this infinity of space Friedrich’s paintings exhibit
emptiness, that is the surpassing of the form, the formlessness of the
absolutely large, as opposed to formal perfection in the case of the
beautiful. According to these commentators, over and beyond the
disappearance of all representation the art of Friedrich also shows the
inadequacy of all representation, for it has the formal peculiarity of
creating some kind of perceptual inconsistency within the representation
itself.6 This internal distortion underlines the limits of the imagination in
its attempt to reabsorb the world into an image, and thus is supposed to
illustrate the Kantian thesis that the absolute whole as an idea of reason
is unpresentable in intuition.
2. To respond to these arguments, a second camp of interpreters points
out that one can only speak of the sublime in the Kantian sense provided
that there is a reference to morality.7 A feeling or an intuition that implies
the idea of the infinite is not in itself sublime. There has to be the thought
of my own rationality that overcomes my natural determination. But this
rational attitude in the horizon of a social and political community tends
to disappear as soon as we enter the religious world of Friedrich’s art.
For the second camp, the sublime therefore disappears from Friedrich’s
paintings to become the beautiful. In philosophical terms this is not the
Kantian concept of the beautiful but the Platonic or Neoplatonic idea of
beauty, that is, a mathematical or geometrical beauty in which the
sensible forms take part in the ideality of the pure forms transcending
being.
3. Besides this antinomy between the Kantian sublime and Platonic or
Neoplatonic beauty dominating the literature, certain specialists of
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The Simplicity of the Sublime
philosophical romanticism have attempted to follow a third interpretative
path. Briefly put, this view employs the concept of chaos in the sense of
Friedrich Schlegel and Schelling to propose an immanently romantic
reading of the sublime in Caspar David Friedrich.8
Manfred Frank’s work on German romantic philosophy does not specifically
address the question of the sublime. Recently, however, Frank published a text
on Caspar David Friedrich entitled “‘Religionslose Kathedralen im ewigen
Winter’—Der Moderne Caspar David Friedrich im frühromantischen (p.190)
Kontext.”9 Although he does not explicitly examine the artist’s conception of the
sublime, Frank outlines a continuity between Friedrich’s Sea of Ice and the
series of vast empty evening skies among his paintings and the skepticism of the
early German romantics. Accordingly, Frank argues that Friedrich’s works
convey a loss of the sacred and ultimately underscore the failure of the
Frühromantik project of a new mythology. If we extend this thesis to the more
specific question of the sublime, Frank’s interpretation of Friedrich’s intentions
as skeptical with regard to the reconciliation of art and religion in real history
renders the sublime in Friedrich nothing more than the Kantian negative
Darstellung, that is, the presentation ex negativo of the absolute in its
transcendence—in an abstract empty sky. Here the presentation of the
metaphysical always starts from the infinite gap between the finite and the
infinite. In the same vein, and using the language of J.-F. Lyotard, one could say
that not only is there disenchantment and loss of belief in Friedrich, but also
nostalgia or melancholy, which bears the weight of the sublime insofar as the
artist takes a certain pleasure in the loss and in the absence.10
I believe that Manfred Frank is correct in stressing the modernity of Friedrich’s
art, and his thesis stands in sharp contrast to Reinhard Brandt’s interpretation
of it in terms of a Neoplatonic anagogy (the extraction of our souls as spectators
from this world and their guidance into the next).11 But the debate will not be
able to be settled unless one broadens the discussion beyond the confines of a
strictly Kantian reading to consider other interpretative possibilities. Moreover,
all the above interpretations either fail to take into account the actual writings
and views of Caspar David Friedrich, or if they do take them into account, they
do not really take them seriously. In contrast, I maintain that a careful
examination of Friedrich’s texts can be especially fruitful for the question of the
sublime, for the simple reason that they articulate its status and significance for
the romantic painter himself.
10.3. The Divine, Natural, and Artistic Sublime
In this section I will principally appeal to Friedrich’s main manuscript:
Äußerungen bei Betrachtung einer Sammlung von Gemählden von größtentheils
noch lebenden und unlängst verstorbenen Künstlern [Considerations while
contemplating a collection of paintings by artists who are for most part still
living or recently deceased].12 The work is similar to an art salon review insofar
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The Simplicity of the Sublime
as it is a critical report on an exhibition of contemporary artists from the
Dresden Kunstverein (the Dresden art association). Friedrich wrote the
Considerations around 1830, but it was only published in its entirety
posthumously, with minor selections from it already appearing one year after his
death (p.191) in 1840. In it Friedrich revealed his own views on the art of the
younger generation of German painters. This was the period of the Nazarenes—
a group of artists gathered in Rome—who sought their inspiration in early
Renaissance styles and religious subject matters. It was also the time when the
colorists of the Düsseldorf school of landscape painting were just starting to
emerge, who painted nature or reality devoid of all idealization. Friedrich’s
Considerations is a collection of fragments of one hundred pages in length; if
one wanted to draw parallels, its form is similar to Caroline and August Wilhelm
Schlegel’s dialogue from 1799 Die Gemählde [The Paintings], which describes
and comments on a number of paintings at the Dresden Art Gallery, or the 1810
Empfindungen [Sensations] of Clemens Brentano and Achim von Arnim, a text
that imagines the impressions of different spectators passing before Friedrich’s
own Monk by the Sea.
Although the Considerations does not provide a systematic exposition of the
sublime—the artist was not a theorist—we nevertheless find a brief but key
discussion of its specific character. It is found in a passage where Friedrich
seeks to partly discredit art critics who demand that true artists should choose
“significant” topics. In the context of this reflection, Friedrich asks of a
particular artist: “Surely he does not lack a feeling for the sublime in nature?”13
This question is followed by a definition of what is called the sublime (das
Erhabene), and where Friedrich states that the traditionally preferred examples
of the sublime—on which the Kantian interpretation especially draws—are not
the only possible examples:
Because surely we mean [by “sublime”] that the choice of the subject
matter has the ability to more deeply and intimately seize (ergreifen) and
captivate (fesseln) the spectator. Of course, everything in nature is
significant and grand, beautiful and noble, but some of it is more
significant, appropriate, and evocative for presenting in a picture than
others. For depicting the most beautiful and the highest and what seizes us
the most would obviously be the task of the true artist. And I do not
necessarily mean here towering mountains or endless abysses.14
First, far from conveying the notorious philosophical aesthetics of the sublime as
opposed to the beautiful in the tradition of Burke and Kant, the term “sublime”
in this passage amounts to an appreciative hyperbole, that is, to a superlative of
the beautiful. It is also clear from this passage that Friedrich understands the
artistic sublime in terms of its aesthetic (pathetic or emotive) impact: the artistic
sublime is what produces the most powerful effect. One could call this an
extremely banal and limited notion of the sublime, for to produce an effect is of
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course the goal of all art. However, as we shall see, it is (p.192) precisely this
accentuation of the effect that constitutes a true aesthetics here, and not just a
hyperbolic appreciation. In the academic neoclassical tradition, represented
notably by Goethe, the highest aesthetic scope or impact of a work of art
depends on the intrinsic dignity of its subject matter. Natural objects do not
contain any idea or ideal. Ordinary everyday objects are generally only viewed
according to their physical or visual aspect, and occasionally perhaps as objects
capable of stimulating an emotion in us, but one that is itself ordinary. In order
to become a significant element and to develop the greatest possible aesthetic
range (or the highest affective power), the object of an artistic representation
must be an ideal object that the artist cannot merely find given in experience.15
For Friedrich, in contrast, all reality is significant a priori. In his writings the
term “significant” (bedeutsam) should indeed be taken literally, that is, in its
primary meaning as signification (Bedeutung): it designates something that is “a
sign for something else,” something that refers to another thing that is exterior
to itself; in other words, something transcending it. Thus, a thing becomes a sign
by having a relation to another thing. In metaphysical painting, a concrete and
ordinary object of the sensible world may become significant, evocative, or
important as soon as it is understood or put into relation with something
abstract, invisible, and immaterial—in short, with something spiritual. This is the
core of Friedrich’s religious conception of the world: the incarnation, the word
made flesh, or the New Testament as the epoch of sensible mediation. It should
not be forgotten that the romantic painter was brought up in the pietistic faith
and imagination; he believed in the Incarnation of God in the body of the Son
and in the sacrament of the Eucharist. It is precisely this union of the divine
logos and sensible flesh in the incarnation that the Tetschen Altarpiece (1808)
celebrates, a landmark painting considered to be a manifesto of his pictorial
conception.
Therefore, in Friedrich’s view of landscape painting—as the artistic
representation of nature as divine creation—it does not matter if the represented
object is an “elevated” or “trivial” object. This hierarchy does not hold anymore.
What is critical, however, concerns the human relationship to divine creation in
the sense where the human being is no longer in a direct relation to the latter
and has moved away from the original fullness of its meaning. In Friedrich’s
eyes this is where art comes into play, for art is entrusted with the possibility of
retrieving the original meaning by furnishing the necessary mediation between
man and that transcendent object surpassing man: the natural sublime—the
natural world as an infinite cosmic order (e.g., the sky, the sea, and the shore,
which in the Monk by the Sea cannot be contemplated as totalities)—or, what
amounts to the same thing, the divine sublime, because the world is viewed from
the perspective of divine creation.
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The Simplicity of the Sublime
(p.193) “Art serves as a mediator between nature and man. The archetype
(Urbild) is too large and too sublime to be grasped by the masses. Its reflection
(Abbild)—the work of man—is much more accessible to the weak.”16
Consequently, the artistic sublime is a means for this stated goal of art. Its
concrete description in the earlier passage indicates that the artistic sublime is
the concept that most directly deals with the interiority of the subject. It is not a
question of any kind of pathos or sentimentality but of the spiritual strength of
the affect that is able to move the soul powerfully, “deeply,” and “intimately.”
That is to say, the artistic sublime pertains to art’s active virtue of strengthening
the relation between the created and the Creator by means of a more direct
feeling, experienced in the interiority as the meeting point of two worlds, the
corporal and the spiritual, the sensible and the intelligible. In other words, in the
strict sense Friedrich conceives the artistic sublime as the religious efficacy of
art.
10.4. Scale, Opacity, Transparency: The Sublime in Caspar David
Friedrich’s Paintings
Let us now look at the figurative treatment of this rather uncomplicated notion
of the sublime. So far we have seen that sublime grandeur is not related to the
status of the subjects but to the intensity of effect attached to the subject, and
that the intense effect of the painting does not merely rely upon visually
impressive hyperbolic grandeur. Indeed, the point that Caspar David Friedrich
most emphasizes is the figurative simplicity of the sublime: “And I do not
necessarily mean here towering mountains or endless abysses”; and a little later
in the same text: “This does not imply at all that it must necessarily be some
kind of special region, e.g., a large Swiss mountain or the boundless sea; but a
simple wheat field would suffice, or even a simpler object, but one that is still
dignified.”17 Hence, in painting his metaphysical landscapes Friedrich accepts
the risk of appearing rudimentary. Trees, rocks, deserted seashores, a “simple
wheat field,” “or even a simpler object,” such as the sandbanks of the Elbe
riverbed northwest of Dresden under evening skies as illustrated in the Large
Enclosure (1832)—all of these are signifiers available to the artist for a new
picturing of nature, and he is humble enough to be content with them.
However, what exactly determines the greater or lesser strength of these
paintings? The purely quantitative and geometrical components of the image
(that is to say, the spatial structures of size, scale, and plans) cannot be the sole
vehicle of the sublime. If the sublime is understood as what pathetically
reinforces the significant beauty of nature and makes us become aware of it,
then the figuration or image requires an additional qualitative element. This is
its (p.194) perceptual dimension that is related to both visibility and time. In
order to create an ever deeper intensity of feeling in the intimate sphere of the
subject (its interiority) and not solely at the physical level of sensation, Friedrich
employs two main devices (among others): a sublime of scale where scale is not
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The Simplicity of the Sublime
merely a quantitative estimation of magnitude; and a sublime that plays on the
double modality of visibility—either transparency or opacity. For it should be
noted that the topic of vision is twofold in Friedrich: it is outer and inner vision.
First, and although it is initially a quantitative component, it is clear that scale is
crucial for landscape painting, for it has to re-establish the original distance
between things, the proportion between the infinite and the finite, the large and
the small, the divine and the human. But true grandeur, in Friedrich’s eyes, is
not modeled on the character of bodies that can be quantitatively measured. Nor
is it a question of perspectival order, that is, of a physical-optical translation of
the world onto the canvas. True grandeur resides rather in a certain emotional
upswing or uplift of a mind that is troubled by perceptual confinement and
hence seeks to enlarge its horizon. Far from consigning landscape painting to
the reproduction of a given space, Friedrich defines it as the creation of space in
a work. In his Considerations the romantic painter criticizes contemporary
naturalistic landscape painting precisely because of its tendency to compress
space onto the canvas. This manner of painting fails to grasp the cosmic scale of
the world (its infinite space), with the result that one of the greatest examples of
the sublime—the unlimited and unbounded sea—becomes distorted and turned
into its opposite:
What modern landscape painters have seen in an arc of 100 degrees in
nature, they pitilessly compress together into an angle of 45 degrees.
Hence, what was separated in nature in large spatial intervals becomes
presented here in compact spaces; the eye is overcrowded and
oversaturated, and it makes an adverse and alarming impression on the
spectator. And it is always the element of water that loses out—the sea
becomes a puddle.18
In contrast, the successful artist gives us the impression of unlimited space
within the limited surface of the canvas:
This painting is large; and yet we wish it were larger still. For the sublimity
in the conception of the subject matter has been experienced in all its
greatness and requires an even larger extension in space. Therefore, it is
always praiseworthy for a painting to say we wish it were even larger.19
Thus, Friedrich’s use of the sublime of scale as creation of space on the canvas
breaks with the oversaturation of the gaze caused by naturalistic landscapes. It
seeks to liberate both space and the gaze of the spectator to allow her (p.195)
to experience the distance between things. This explains the dilation and the
emptiness in many of Friedrich’s landscapes, which were rarely painted in large
formats.
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The Simplicity of the Sublime
The second method is more concerned with the two modalities of visibility:
transparency and opacity. A number of the romantic artist’s paintings admit us
into the presence of an inner, spiritual, and dreamlike vision—one could say, into
the transparency of the sublime. We immediately enter into the fictive space of
the image, for it creates an effect of direct confrontation with nature by
suspending the illusion of distance found in classical forms of representation due
to an unobstructed foreground. Nevertheless, opacity still remains the general
rule of the sublime, and this is necessary for it to play the full role assigned to it,
that is, to capture our attention and penetrate ever deeper into the living sphere
of our interiority. There are numerous modalities of this opacity for outer
physical sight in Friedrich’s paintings. But the most sublime of all these
deployments of opacity is the veiling principle of mist or fog. Let us quote again
the words of the romantic painter in his Considerations:
When a region is covered with fog it seems larger and more sublime; like
the appearance of a young woman covered with a veil, it heightens the
imagination and raises expectations. The eye and the imagination are more
attracted by misty distances than by what is closely and clearly seen.20
These lines might be read in light of the problem of the veiling and unveiling of
nature. From antiquity up to the Enlightenment, Mother Nature was frequently
personified under the guise of the goddess Isis-Artemis. Allegorically
represented as hidden behind a veil covering her face, she was inaccessible to
the gaze of mere mortals. In Kant’s Critique of the Power of Judgment, the image
of the veiled Isis goes hand in hand with a respect for the mysteries of nature,
inspired by that “most sublime” inscription on the goddess’s temple prohibiting
the lifting of her veil.21 In The Disciples of Sais, the romantic poet Novalis also
prefers the Orphic poet’s respectful attitude towards nature over the
Promethean attitude of modern science, yet advocates surmounting the
interdiction on lifting her veil. One can only do this by going beyond the limits
set by Kantian criticism, that is to say, by overcoming the limits of human
finitude: “According to that inscription, if it is true that no mortal has lifted the
veil, then we will just have to try to become immortal. Whoever does not wish to
lift it, is no true disciple of Sais.”22 In the paintings of Friedrich, fog is a natural
or material veil that is no longer merely an allegory of the secrets of nature and
their inaccessibility to mortals. Fog, moreover, does not simply impede our sight
and generate respect that keeps us at a distance from nature. It attracts our
sight. In the same way as the veiled body of a woman might excite the desire to
see it unveiled, fog stirs our imagination and the wish to see more by
penetrating the opacity.
(p.196) Friedrich’s painting entitled Fog (1807) perfectly illustrates this point:
in its extreme figurative simplicity it awakens our desire to see the fogenshrouded three-masted sailboat that is behind the rowing boat in the
foreground, then to see the distant shore behind the sailboat, and then again
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The Simplicity of the Sublime
perhaps to glimpse the horizon behind the distant shore. Of course, this desire is
not awakened in “those whose imagination is too poor to see in fog anything
other than gray.”23 This accentuation of desire defines the Friedrichian sublime;
it requires a certain attitude or state of mind on the part of the spectator, and
stimulates an inner dynamic response to the painting. Here Friedrich is strongly
opposed to an art of illusion, because the latter merely passively dazzles the
viewer, and precludes her from actively exercising this intimate activity or
appropriation of what the painting shows.
10.5. Anish Kapoor: Doing Away with the Mediation in the Friedrichian
Sublime?
In this concluding section I would like to draw attention to Anish Kapoor’s
reinterpretation of Friedrich’s Sea of Ice (1824), which, along with the Monk by
the Sea and the Wanderer above the Sea of Fog, is considered by commentators
to be one of the best examples of the sublime in Friedrich. The Kantian concept
of a “dynamic” and terrifying sublime is frequently applied to the Sea of Ice,
though it is precisely this painting that provides the clearest illustration of what
makes Friedrich’s art of the sublime radically different from the Kantian
analysis.
At first glance this painting, also known as The Wreck of Hope, seems to be a
narrative motif—a shipwreck—inspired by a real-life expedition to the North Pole
in 1819–1820. Yet an image emerges here in which the sublime experience no
longer resides in the tension of Kant’s “dynamic sublime” that is characteristic
of catastrophe paintings. From a Kantian perspective the resolution of this
tension involves human practical rationality. In contrast to this, Friedrich’s
painting carries out a kind of refocusing on nature. Swallowed by ice, the ship
itself is barely visible, whereas the stacked blocks of ice physically dominate the
center of the composition. Or more precisely, the image shows the fragmentation
of a ship whose debris mingles with natural forms. But this painting is even
more unique and troubling if one recalls that all human landmarks do not in fact
entirely disappear. The work involves the presence of a perceptive subject, yet
one that is not depicted. The image unfolds under this gaze and gives it a more
intimate nuance. For what strikes one above all in this painting is the impression
of silence and stillness—it almost emanates a sense of tranquility. The sublime
experience resides in a quiet and oneiric vision of a natural time, a cosmic and
archaic time that is opposed to the time of history and action, a (p.197) natural
time in its fundamental processes: the solidification of water into ice, or the
petrifaction of the ice in the foreground that gradually takes on the color of
stone. This elementary matter is marked and borne by the temporality of its
becoming. Yet it is a slow, infinitesimal movement that borders upon immobility,
if not upon eternity—the movement of a sea of ice.
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Anish Kapoor has perceptively grasped all of this. The British sculptor freely
admits that his work draws its fundamental inspiration from the intrinsic aspect
of a dreamlike sublime in the landscape paintings of Caspar David Friedrich.
Kapoor declares he is “a painter working as a sculptor.” For he creates “mental
sculptures” that are no longer simply the embodiment of a real, tangible space,
but presuppose and demand an act of inhabiting a space through one’s viewing,
similar to Friedrich’s sublime of scale as a magnified space. Kapoor has made
architectural scale into a principle of his sculptures, often creating site-specific
work that acquires its own dimensions by developing in the site. This is the case
of the gigantic installation Svayambh, first conceived for the Musée des BeauxArts of Nantes in France in 2007, and then exhibited at Munich’s Haus der
Kunst, which is in part a reinterpretation of the sublime vision of an archaic
nature in Friedrich’s Sea of Ice. Svayambh—a Sanskrit word meaning “born by
itself”—is a massive block of red wax moving almost imperceptibly on hidden
rails through the museum building along its west-east axis. The coming and
going of the block with the slowness of an infinitesimal movement that is almost
reduced to immobility, like the movement of a sea of ice, generates an
impression of primal and potentially infinite extension. The matter of the
sculpture is shaped through infinite duration and space itself; the original object
is seemingly endlessly reworked, carved, planed down by passing through the
arched door frames, leaving red traces on their immaculate white color as if the
block were slightly larger than the frames—or, as if the building were, so to
speak, swallowing the block. Viewed as a self-generating system, as an
uncreated or autonomous form that creates itself and whose origin is
immemorial, it is no longer historical.
Kapoor’s work, however, gives a different treatment of the sublime: “I think the
real subject for me, if there is one, is the sublime....It’s this whole notion of
somehow trying to shorten the distance of sublime experience....If one is looking
at a Friedrich painting of a figure looking at the sunset, then one is having one’s
reverie in terms of their experience....It is my wish to make that distance shorter
so that the reverie is direct. You’re not watching someone else do it; you’re
compelled to do it yourself.”24 That is to say, Kapoor aims at doing away with one
of the very emblems of Caspar David Friedrich’s art: the Rückenfigur—the figure
with its back turned to the viewer—like in the Wanderer above the Sea of Fog.
It is important to understand that this specific motif, which is stereotypically
associated with romanticism, and even with kitsch, is itself related to the (p.
198) figurative treatment of the sublime in Friedrich. On the one hand, the
immobile Rückenfigur highlights an attitude of contemplation. But on the other
hand, it is just one more mode of opacity, in addition to fog and other techniques
that we have already listed above. For not only is the figure of the wanderer
preventing us as spectators from seeing a part of the landscape, but he is also
anonymous: the Rückenfigur does away with the face. As for its effect, the
Rückenfigur is therefore disconcerting. But it is precisely through this effect that
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the figure deploys its positive function. It institutes a form of reflexivity in which
we oscillate between two modes of contemplation, between the outer eye and
the inner eye. We are forced to “go back” in ourselves, to use our “inner eye” to
imagine the entire landscape that we wish we could see, because we are unable
to externally project ourselves into the view.
Thus, when Kapoor intends to “shorten the distance of sublime experience” “so
that the reverie is direct” and “you’re compelled to do it yourself,” he is perhaps
unaware that Friedrich has constructed this mediation precisely to compel us to
do it ourselves. For the natural (or divine) sublime is what we absolutely cannot
experience without an artistic mediation. Or to put it in Novalis’s words: the
Friedrichian sublime resides in a “qualitative potentialization,”25 in which our
sight is elevated to an inner vision, a vision of the purely spiritual and
transcendent principle of nature. And in line with Novalis’s definition of
romanticism, the “qualitative potentialization” of sight by means of a veiling
principle may also be inverted. Here the mystical becomes known through a
process of lowering or “logarhythmizing,” and the imagination concentrates on
the finite or the ordinary, such as a “simple wheat field.” For Friedrich and the
romantics at least, this is the only possible way to “shorten the distance of
sublime experience.”26
10.6. Conclusion
As we have seen, there is a threefold sublime in Caspar David Friedrich: a
divine, natural, and artistic sublime. To be sure, his art of landscape painting
strives to make the excess of the cosmic and divine sublime become perceptible
within the framed space of a canvas. And certainly, it aims at uplifting the spirit
of the spectator. But if one remains at an interpretation of Friedrich’s painting in
terms of the Kantian sublime, one fails to understand how his view of the
sublime cannot be reduced to one of hyperbolic grandeur exceeding the form.
Furthermore, if one only emphasizes the transcendence, the distance and
incommensurability between the divine cosmic order and the human order, one
overlooks the goal of the artistic sublime. The latter seeks to stir the spectator’s
emotive and imaginative participation and to reduce the distance between (p.
199) these two orders. While the Kantian sublime expresses a radical dualism
and tension between the sensible and the intelligible, in the religious
perspective of Friedrich’s art the material and the spiritual differ but are not
opposed. They are complementary rather than antagonistic, and the whole point
of his painting is to make us associate and not separate them. Hence, claims that
the experience of the sublime cannot be reconciled with the religious vocation of
Friedrich’s paintings, or that only the beautiful is at stake in his work, fail to
grasp that their religious vocation actually depends on the sublime.
Why should we care about Friedrich’s views? It might be argued that an art that
addresses the soul and aims at a recognition of the sacred is now historically
dated. But without seeking to abolish the historical distance between his epoch
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and ours, Friedrich’s views offer artistic perspectives that are still relevant for
contemporary artists and theoreticians of art: a use of scale to liberate space,
perceptual opacity to stimulate both our outer and inner sight, and, above all, as
Anish Kapoor has attempted to do in the wake of minimalism, a simplification of
the work of art. All of which constitutes the simplicity of the sublime in the
works of that “metaphysician with the brush,”27 Caspar David Friedrich.
Notes:
(1) . Anish Kapoor, “‘I Don’t Know Where I’m Going,’“interview with Alastair
Sooke, The Telegraph, September 26, 2006, online: http://www.telegraph.co.uk/
culture/art/3655568/I-dont-know-where-Im-going.html.
(2) . I am grateful to Dalia Nassar for her helpful comments on an earlier version
of this text.
(3) . See Robert Rosenblum, Modern Painting and the Northern Romantic
Tradition: Friedrich to Rothko (New York: Harper & Row, 1975), 10f.
(4) . See especially Werner Busch, Caspar David Friedrich. Ästhetik und Religion
(Munich: C. H. Beck, 2003), 64f. Busch dismisses all interpretation of Friedrich’s
paintings as being in line with an aesthetics of the sublime by proclaiming the
sublime as “postreligious.” See too Johannes Grave, Caspar David Friedrich und
die Theorie des Erhabenen (Weimar: VDG-Verlag, 2001); Grave focuses his
analysis on the Sea of Ice and maintains that in this painting Friedrich is
ironically working against the philosophical conception of the sublime
elaborated by Kant and Schiller.
(5) . See among others Hilmar Frank, Aussichten ins Unermessliche (Berlin:
Akademie Verlag, 2004), 99–100; Eliane Escoubas, “La tragédie du paysage:
Caspar David Friedrich,” in L’espace pictural (Paris: Les Belles Lettres, 2011, 1st
ed. 1995), 69–90. Elsewhere Escoubas has argued for the “simplicity” of the
Kantian sublime, drawing on a quotation from the “General Remark” to § 29 of
the Critique of the Power of Judgment where Kant writes “Simplicity
(purposiveness without art) is so to speak the style of nature in the sublime,”
meaning that the context of the sublime is nature in its primitive purity devoid of
all artifice. See Eliane Escoubas, “Kant or the Simplicity of the Sublime,” in Of
the Sublime: Presence in Question, ed. Jean-François Courtine, trans. Jeffrey S.
Librett (Albany: State University of New York Press, 1993), 55–70. Here I will try
to show that the notion of “simplicity” is even more present in the Friedrichian
sublime.
(6) . See for example Brad Prager, “Kant in Caspar David Friedrich’s Frames,”
Art History 25 (2002): 68–86.
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(7) . See in particular Reinhard Brandt, “Zur Metamorphose der Kantischen
Philosophie in der Romantik. Rhapsodische Anmerkungen,” in Kunst und Wissen.
Beziehungen zwischen Ästhetik und Erkenntnistheorie im 18. und 19.
Jahrhundert, ed. Astrid Bauereisen, Stephan Pabst, and Achim Vesper
(Würzburg: Königshausen & Neumann, 2009), 85–101; and “Caspar David
Friedrich. Landschaftsmalerei als Seelenführung,” in Kunst und Religion. Ein
kontroverses Verhältnis, ed. Markus Kleinert (Mainz: Chorus, 2010), 31–55.
(8) . See for example Olivier Schefer, Résonances du romantisme (Brussels: La
Lettre volée, 2005), 74f.
(9) . Manfred Frank, “‘Religionslose Kathedralen im ewigen Winter’—Der
Moderne Caspar David Friedrich im frühromantischen Kontext,” in Szenen des
Heiligen, ed. Cai Werntgen (Berlin: Insel Verlag, 2011), 112–60. I am thankful to
Manfred Frank for providing me with a manuscript version of his talk prior to its
publication.
(10) . Cf. Judith Norman, “The Work of Art in German Romanticism,” in
Internationales Jahrbuch des Deutschen Idealismus/International Yearbook of
German Idealism 6 (2008): 72.
(11) . See note 6 above.
(12) . Caspar David Friedrich, “Äußerungen bei Betrachtung einer Sammlung
von Gemählden von größtentheils noch lebenden und unlängst verstorbenen
Künstlern,” Kritische Edition der Schriften des Künstlers und seiner Zeitzeugen,
ed. Gerhard Eimer in collaboration with Günther Rath (Frankfurt am Main:
Kunstgeschichtliches Institut der Johann Wolfgang Goethe-Universität, 1999).
(13) . Friedrich, Äußerungen, 53. In the original German: “Ein Gefühl für das
Erhabene in der Natur fehlt es ihm doch wohl gewiß nicht?”
(14) . Friedrich, Äußerungen, 54.
(15) . Cf. Goethe, Über die Gegenstände der bildenden Kunst (Zurich: Artemis
Verlag, 1961–66), vol. 13, 122–25. According to Goethe, the inherent dignity of
the subject matter is what we absolutely cannot know without the artistic
idealization that reveals it or brings it to light. This dignity relates to the
timeless essence of the object, an idea that the artist forms through an intimate
knowledge of nature. He should not regress into the fantastic, but move beyond
the given sensible phenomena to the timeless idea.
(16) . Friedrich, Äußerungen, 32.
(17) . Friedrich, Äußerungen, 79.
(18) . Friedrich, Äußerungen, 70.
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(19) . Friedrich, Äußerungen, 47.
(20) . Friedrich, Äußerungen, 126.
(21) . Kant, Critique of the Power of Judgment, § 49, trans. Paul Guyer and Eric
Matthews (Cambridge: Cambridge University Press, 2000), 194.
(22) . Novalis, Die Lehrlinge zu Sais, NS 1, 82.
(23) . Friedrich, Äußerungen, 126.
(24) . Rainer Crone and Alexandra Von Stosch, Anish Kapoor (London: Prestel,
2008), 27–28.
(25) . Novalis, Vorarbeiten (1798), NS 2, 545.
(26) . For a more detailed analysis of the romantic notion of potentialization and
the relationship between Caspar David Friedrich and Novalis, see my L’art de
romantiser le monde. Caspar David Friedrich et la philosophie romantique, PhD
thesis, Universität München/Université Paris IV, October 2013.
(27) . According to an expression of Per Daniel Atterbom, in Reisebilder aus dem
romantischen Deutschland. Jugenderinnerungen eines romantischen Dichters
und Kunstgelehrten aus den Jahren 1817 bis 1819 (Berlin, 1867; reprint
Stuttgart: Steingrüben, 1970), 102.
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